As an independent financial planning firm, Stanhouse Financial Planning and Management, LLC. (“Stanhouse-FPM”) is committed to safeguarding the confidential information of all current, former, and potential clients.

All personal information provided to our firm is held in the strictest confidence. These records include personal information we collect from you in connection with any services or potential services provided by Stanhouse-FPM.

We have never disclosed information to nonaffiliated third parties, except as required by law or by your consent, and do not anticipate doing so in the future. If we were to anticipate such a change in firm policy, we would be prohibited under the law from doing so without advising you first.

We use your information in helping you meet your personal financial goals while guarding against any real or perceived infringements of your rights of privacy.

Our policy with respect to personal information about you is listed below:

Information Kept Private; Sharing Limited to Need to Know

Access to your information is limited.  Only employees and agents who have a business or professional reason for knowing your information are allowed access.

We do not share information with non-affiliated parties except as required or permitted by law or by your consent.  For unaffiliated third parties that require access to your personal information, including financial service companies, consultants, and auditors, we also require strict confidentiality in our agreements with them and expect them to keep this information private. For example, federal and state regulators may review firm records as permitted under law.  Federal regulations permit us to share a limited amount of information about you so that our firm can discuss your financial situation with your accountant or lawyer.

We do not provide your personally identifiable information to mailing list vendors or solicitors.

Secure Environment

We maintain a secure office and computer environment to ensure that your information is not placed at unreasonable risk.

Categories of Information Collected

The categories of nonpublic personal information that we collect from a client depend upon the scope of the client engagement.

These categories may include information:

  • about your personal finances and insurance;
  • about your personal goals, dreams, and health to the extent needed for the planning process;
  • about transactions between you and third parties; and
  • from consumer reporting agencies.
Maintenance of Information

Personally identifiable information about you will be maintained during the time you are a client, and for the required time that such records are required to be maintained by federal and state securities laws, and consistent with the CFP Board Code of Ethics and Professional Responsibility.  

 

Disclosure 


All the content on this site is for information purposes only. Opinions expressed herein are solely those of James Stanhouse, Manager of Stanhouse Financial Planning and Management, LLC.(Stanhouse-FPM). The material presented is believed to be from reliable sources and we make no representations as to its accuracy or completeness. The information resulting from the use of tools or information on this Internet site should not be construed, in any manner whatsoever, as the receipt of, or as a substitute for, personalized individual advice from Stanhouse-FPM. This site provides links to other sites for the convenience of our users.  Stanhouse-FPM has no control over the accuracy or content in websites found through the links within. All information and ideas should be discussed in detail with your professional advisors. 

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Stanhouse Financial Planning and Management is a Registered Investment Advisory firm in the State of Georgia. The presence of the website on the internet shall in no direct or indirect way be construed or interpreted as a solicitation to sell or offer to sell investment advisory services to any residents of any state other than the state of Georgia.


"IMPORTANT CONSUMER INFORMATION. Stanhouse Financial Planning and Management, LLC and its representatives may only transact business in a particular state after licensure or satisfying qualification requirements of that state are met, or only if they are excluded or exempted from the state's investment adviser and its representatives requirements, as the case may be; and

• Follow-up, individualized responses to consumers in a particular state by the investment adviser or its representatives involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the state's investment adviser or investment adviser representative requirements, or pursuant to an applicable state exemption or exclusion.

• For information concerning the licensure status or disciplinary history of a broker-dealer, investment adviser, or their representatives, a consumer should contact his or her state securities law administrator"